Article 1 Subject matterF1

United Kingdom

This Directive lays down rules for supplementary supervision of regulated entities which have obtained an authorisation in accordance with Article 6 of Directive 73/239/EEC, Article 4 of Directive 2002/83/EC ^f1 , Article 5 of Directive 2004/39/EC ^f2 , Article 3 of Directive 2005/68/EC ^f3 , Article 6 of Directive 2006/48/EC ^f4 , Article 5 of Directive 2009/65/EC ^f5 , Article 14 of Directive 2009/138/EC ^f6 or Articles 6 to 11 of Directive 2011/61/EU ^f7 , and which are part of a financial conglomerate.

This Directive also amends the relevant sectoral rules which apply to entities regulated by those Directives.

Annotations

Textual amendments

F1: Substituted by Directive 2011/89/EU of the European Parliament and of the Council of 16 November 2011 amending Directives 98/78/EC, 2002/87/EC, 2006/48/EC and 2009/138/EC as regards the supplementary supervision of financial entities in a financial conglomerate (Text with EEA relevance).

Footnotes

f1: Directive 2002/83/EC of the European Parliament and of the Council of 5 November 2002 concerning life insurance ( OJ L 345, 19.12.2002, p. 1 ).
f2: Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments ( OJ L 145, 30.4.2004, p. 1 ).
f3: Directive 2005/68/EC of the European Parliament and of the Council of 16 November 2005 on reinsurance ( OJ L 323, 9.12.2005, p. 1 ).
f4: Directive 2006/48/EC of the European Parliament and of the Council of 14 June 2006 relating to the taking up and pursuit of the business of credit institutions ( OJ L 177, 30.6.2006, p. 1 ).
f5: Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) ( OJ L 302, 17.11.2009, p. 32 ).
f6: Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) ( OJ L 335, 17.12.2009, p. 1 ).
f7: Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers ( OJ L 174, 1.7.2011, p. 1 ).