OpenLegislation

Section 2 Information to clients and potential clients

United Kingdom

Original text. Later amendments are not shown.

  1. 27(Article 19(2) of Directive 2004/39/EC)Conditions with which information must comply in order to be fair, clear and not misleading
  2. 28(Article 19(3) of Directive 2004/39/EC)Information concerning client categorisation
  3. 29(Article 19(3) of Directive 2004/39/EC)General requirements for information to clients
  4. 30(first indent of Article 19(3) of Directive 2004/39/EC)Information about the investment firm and its services for retail clients and potential retail clients
  5. 31(second indent of Article 19(3) of Directive 2004/39/EC)Information about financial instruments
  6. 32(first indent of Article 19(3) of Directive 2004/39/EC)Information requirements concerning safeguarding of client financial instruments or client funds
  7. 33(fourth indent of Article 19(3) of Directive 2004/39/EC)Information about costs and associated charges
  8. 34(second and fourth indent of Article 19(3) of Directive 2004/39/EC)Information drawn up in accordance with Directive 85/611/EEC