Chapter III OPERATING CONDITIONS FOR INVESTMENT FIRMS
United Kingdom
Original text. Later amendments are not shown.
- 1Inducements
- 2Information to clients and potential clients
- 3Assessment of suitability and appropriateness
- 4Reporting to clients
- 5Best execution
- 6Client order handling
- 7Eligible counterparties
- 8Record-keeping
- 9Defined terms for the purposes of Directive 2004/39/EC