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Section 3 Assessment of suitability and appropriateness

United Kingdom

Original text. Later amendments are not shown.

  1. 35(Article 19(4) of Directive 2004/39/EC)Assessment of suitability
  2. 36(Article 19(5) of Directive 2004/39/EC)Assessment of appropriateness
  3. 37(Article 19(4) and (5) of Directive 2004/39/EC)Provisions common to the assessment of suitability or appropriateness
  4. 38(first indent of Article 19(6) of Directive 2004/39/EC)Provision of services in non-complex instruments
  5. 39(Article 19(1) and 19(7) of Directive 2004/39/EC)Retail client agreement