Commission Regulation (EC) No 2216/2004 of 21 December 2004 for a standardised and secured system of registries pursuant to Directive 2003/87/EC of the European Parliament and of the Council and Decision No 280/2004/EC of the European Parliament and of the Council (Text with EEA relevance) (repealed)

EU Regulation No 2216/2004 · Adopted 21 December 2004 · Extends to United Kingdom

Contents

1. Chapter I: SUBJECT MATTER AND DEFINITIONS Repealed
2. 1Subject matter Repealed
3. 2Definitions Repealed
4. Chapter II: REGISTRIES AND TRANSACTION LOGS Repealed
5. 3Registries Repealed
6. 4Consolidated registries Repealed
7. 5The Community independent transaction log Repealed
8. 6Communication link between registries and the Community independent transaction log Repealed
9. 7Communication link between the independent transaction logs Repealed
10. 7aArticle 7a Repealed
11. 8Registry administrators Repealed
12. Chapter III: CONTENTS OF THE REGISTRIES Repealed
13. Reporting and Confidentiality Repealed
14. 9Reporting Repealed
15. 10Confidentiality Repealed
16. Accounts Repealed
17. 11Accounts Repealed
18. Party accounts Repealed
19. 12Creation of Party accounts Repealed
20. 13Closure of Party accounts Repealed
21. 14Notification Repealed
22. Operator holding accounts Repealed
23. 15Creation of operator holding accounts Repealed
24. 16Holding of Kyoto units in operator holding accounts Repealed
25. 17Closure of operator holding accounts Repealed
26. 18Notification Repealed
27. Person holding accounts Repealed
28. 19Creation of person holding accounts Repealed
29. 20Holding of Kyoto units in person holding accounts Repealed
30. 21Closure of person holding accounts Repealed
31. 21aClosure of accounts and removal of authorised representative on the administrator's initiative Repealed
32. 22Notification Repealed
33. 23Authorised representatives Repealed
34. Tables Repealed
35. 24Tables Repealed
36. Codes and identifiers Repealed
37. 25Codes Repealed
38. 26Account identification codes and alphanumeric identifiers Repealed
39. Chapter IV: CHECKS AND PROCESSES Repealed
40. Blocking of accounts Repealed
41. 27Blocking of operator holding accounts Repealed
42. Automated checks and the data reconciliation process Repealed
43. 28Detection of discrepancies by the Community independent transaction log Repealed
44. 29Detection of inconsistencies by the Community independent transaction log Repealed
45. 30Detection of discrepancies and inconsistencies by the UNFCCC independent transaction log Repealed
46. 31Registry automated checks Repealed
47. Execution and finalisation of processes Repealed
48. 32Processes Repealed
49. 33Identification codes Repealed
50. 34Finalisation of processes concerning accounts, automatic national allocation plan table changes and verified emissions Repealed
51. 34aManual reversal of finalised transactions initiated in error Repealed
52. 35Finalisation of processes concerning transactions within registries Repealed
53. 36Finalisation of the external transfer process Repealed
54. 37Finalisation of the reconciliation process Repealed
55. Chapter V: TRANSACTIONS Repealed
56. Allocation and issue of allowances for the 2005-2007 period Repealed
57. 38National allocation plan table for the 2005-2007 period Repealed
58. 39Issue of allowances Repealed
59. 40Allocation of allowances to operators Repealed
60. 41Surrender of allowances on instruction of the competent authority Repealed
61. 42Allocation of allowances to new entrants Repealed
62. 43Issue of force majeure allowances Repealed
63. Allocation and issue of allowances for the 2008-2012 period and each subsequent five year period Repealed
64. 44National allocation plan table for the 2008-2012 period and each subsequent five year period Repealed
65. 45Issue of allowances Repealed
66. 46Allocation of allowances to operators Repealed
67. 47Surrender of allowances on instruction of the competent authority Repealed
68. 48Allocation of allowances to new entrants Repealed
69. 48aAllocation of allowances following their sale by Member State Repealed
70. Transfers and eligibility Repealed
71. 49Transfers of allowances and Kyoto units by account holders Repealed
72. 50Eligibility and the commitment period reserve Repealed
73. Verified emissions Repealed
74. 51Verified emissions of an installation Repealed
75. Surrender of allowances Repealed
76. 52Surrender of allowances Repealed
77. 53The use of CERs and ERUs Repealed
78. 54Surrender of force majeure allowances Repealed
79. 55Calculation of compliance status figures Repealed
80. 56Entries into the compliance status table Repealed
81. 57Entries into the verified emissions table Repealed
82. Cancellation and retirement Repealed
83. 58Cancellation and retirement of surrendered allowances and force majeure allowances for the 2005-2007 period Repealed
84. 59Cancellation and retirement of surrendered allowances for the 2008 to 2012 period and subsequent periods Repealed
85. Cancellation and replacement Repealed
86. 60Cancellation and replacement of allowances issued for the 2005-2007 period Repealed
87. 61Cancellation and replacement of allowances issued for the 2008-2012 period and subsequent periods Repealed
88. Voluntary cancellation and retirement Repealed
89. 62Voluntary cancellation of allowances and Kyoto units Repealed
90. 63Retirement of Kyoto units Repealed
91. Chapter VA: OPERATION OF REGISTRIES OF MEMBER STATES WHICH DO NOT HAVE AAUS Repealed
92. 63aOperation of registries of Member States which do not have AAUs Repealed
93. 63bCommunication link between registries operated in accordance with Article 63a and the Community independent transaction log Repealed
94. 63cRegistries operated in accordance with Article 63a: detection of discrepancies and inconsistencies by the UNFCCC independent transaction log Repealed
95. 63dRegistries operated in accordance with Article 63a: Finalisation of processes concerning accounts, verified emissions and automatic national allocation plan table changes Repealed
96. 63eRegistries operated in accordance with Article 63a: finalisation of processes concerning transactions within registries Repealed
97. 63fRegistries operated in accordance with Article 63a: finalisation of the external transfer process Repealed
98. 63gRegistries operated in accordance with Article 63a: Authentication Repealed
99. 63hSpecial provisions concerning certain obligations of registry administrators of registries operated in accordance with Article 63a Repealed
100. 63iRegistries operated in accordance with Article 63a: accounts Repealed
101. 63jRegistries operated in accordance with Article 63a: national allocation plan table for the 2008 to 2012 period and each subsequent five-year period Repealed
102. 63kRegistries operated in accordance with Article 63a: issue of allowances Repealed
103. 63lRegistries operated in accordance with Article 63a: transfers of allowances between operator holding accounts in registries operated in accordance with Article 63a and other registries Repealed
104. 63laConversion of allowances Repealed
105. 63mRegistries operated in accordance with Article 63a: cancellation under Article 58 or Article 62 Repealed
106. 63nRegistries operated in accordance with Article 63a: cancellation and retirement of surrendered allowances and CERs for the 2008 to 2012 period and subsequent periods Repealed
107. 63oRegistries operated in accordance with Article 63a: cancellation and replacement of allowances issued for the 2005 to 2007 period Repealed
108. 63pRegistries operated in accordance with Article 63a: cancellation and replacement of allowances issued for the 2008 to 2012 period and subsequent periods Repealed
109. Chapter VI: SECURITY STANDARDS, AUTHENTICATION AND ACCESS RIGHTS Repealed
110. 64Security standards Repealed
111. 65Authentication Repealed
112. 66Access to registries Repealed
113. 67Suspension of access to accounts Repealed
114. Chapter VII: AVAILABILITY AND RELIABILITY OF INFORMATION Repealed
115. 68Availability and reliability of registries and the Community independent transaction log Repealed
116. 69Article 69 Repealed
117. 70Notification of suspension of access Repealed
118. 70aSuspension of access to allowances or Kyoto units in case of a suspected fraudulent transaction Repealed
119. 71Testing area of each registry and the Community independent transaction log Repealed
120. 72Change management Repealed
121. Chapter VIII: RECORDS AND FEES Repealed
122. 73Records Repealed
123. 74Fees Repealed
124. Chapter IX: FINAL PROVISIONS Repealed
125. 75Entry into force Repealed
126. Signature
127. Annex I: Hardware and software requirements of registries and the Community independent transaction log Repealed
128. Architecture requirements Repealed
129. 1Division 1 Repealed
130. Communication requirements Repealed
131. 2Division 2 Repealed
132. 3Division 3 Repealed
133. Annex IITables to be contained in Member State registries Repealed
134. Annex IIIInformation concerning each operator holding account to be provided to the registry administrator Repealed
135. Annex IV: Information concerning person holding accounts to be provided to the registry administrator Repealed
136. 1The information set out in Table IV-I. (The account ID and the alphanumeric identifier shall be unique within the registry.) Repealed
137. 2Division 2 Repealed
138. 3Evidence to support the identity of the natural person requesting the account opening, which may be a copy of one of the following: Repealed
139. 4Evidence to support the address of the permanent residence of the natural person account holder, which may be a copy of one of the following: Repealed
140. 5The following documents in case of a legal person requesting the account opening: Repealed
141. 6Division 6 Repealed
142. 7Division 7 Repealed
143. 8Division 8 Repealed
144. 9Division 9 Repealed
145. Annex IVaInformation concerning authorised representatives and additional authorised representatives to be provided to the registry administrator Repealed
146. 1Division 1 Repealed
147. 2Division 2 Repealed
148. 3Evidence to support the identity of the nominee, which may be a copy of one of the following: Repealed
149. 4Evidence to support the address of the permanent residence of the nominee, which may be a copy of one of the following: Repealed
150. 5Division 5 Repealed
151. 6Division 6 Repealed
152. 7Division 7 Repealed
153. Annex V: Core terms and conditions Repealed
154. Structure and effect of core terms and conditions Repealed
155. 1Division 1 Repealed
156. The account holder and authorised representative’s obligations Repealed
157. 2Division 2 Repealed
158. 3Division 3 Repealed
159. 4Division 4 Repealed
160. The registry administrator’s obligations Repealed
161. 5Division 5 Repealed
162. 6Division 6 Repealed
163. 7Division 7 Repealed
164. Process procedures Repealed
165. 8Division 8 Repealed
166. Payment Repealed
167. 9Division 9 Repealed
168. Operation of the registry website Repealed
169. 10Division 10 Repealed
170. 11Division 11 Repealed
171. Warranties and indemnities Repealed
172. 12Division 12 Repealed
173. 13Division 13 Repealed
174. Security and response to security breaches Repealed
175. 14Division 14 Repealed
176. Liability Repealed
177. 15Division 15 Repealed
178. 16Division 16 Repealed
179. Agency, notices and governing law Repealed
180. Annex VI: Definitions of identification codes Repealed
181. Introduction Repealed
182. 1Division 1 Repealed
183. Display and reporting of identification codes Repealed
184. 2Division 2 Repealed
185. Unit identification code Repealed
186. 3Division 3 Repealed
187. 4Division 4 Repealed
188. 5Division 5 Repealed
189. 6Division 6 Repealed
190. Account identification code Repealed
191. 7Division 7 Repealed
192. 8Division 8 Repealed
193. 8aDivision 8a Repealed
194. Permit identification code Repealed
195. 9Division 9 Repealed
196. 10Division 10 Repealed
197. Account holder identification code Repealed
198. 11Division 11 Repealed
199. Installation identification code Repealed
200. 12Division 12 Repealed
201. 13Division 13 Repealed
202. Correlation identification code Repealed
203. 14Division 14 Repealed
204. Transaction identification code Repealed
205. 15Division 15 Repealed
206. 16Division 16 Repealed
207. Reconciliation identification code Repealed
208. 17Division 17 Repealed
209. 18Division 18 Repealed
210. Project identification code Repealed
211. 19Division 19 Repealed
212. 20Division 20 Repealed
213. Annex VII: List of input codes Repealed
214. Introduction Repealed
215. 1Division 1 Repealed
216. EU-specific codes Repealed
217. 2Division 2 Repealed
218. 3Division 3 Repealed
219. 4Division 4 Repealed
220. 5Division 5 Repealed
221. 6Division 6 Repealed
222. UNFCCC codes Repealed
223. 7Division 7 Repealed
224. Annex VIII: Processes concerning accounts and verified emissions with response codes Repealed
225. Requirements for each process Repealed
226. Repealed
227. Division Repealed
228. Table VIII-1: Message Sequence Diagram for Processes concerning an Account or Verified Emissions Repealed
229. 2Division 2 Repealed
230. Repealed
231. Division Repealed
232. Table VIII-2: Status Diagram for Processes concerning an Account or Verified Emissions Repealed
233. 4Division 4 Repealed
234. Table VIII-3: Components and Functions for Processes concerning an Account or Verified Emissions Repealed
235. Table VIII-4: MgmtOfAccountWS Component Repealed
236. Table VIII-5: MgmtOfAccountWS.CreateAccount() function Repealed
237. Table VIII-6: MgmtOfAccountWS.UpdateAccount() function Repealed
238. Table VIII-7: MgmtOfAccountWS.CloseAccount() function Repealed
239. Table VIII-8: MgmtOfAccountWS.UpdateVerifiedEmissions() function Repealed
240. Table VIII-9: MgmtOfAccountWS.ReceiveAccountOperationOutcome() function Repealed
241. Table VIII-10: AccountManagement Component Repealed
242. Table VIII-11: ManagementOfAccount.ValidateAccountCreation() function Repealed
243. Table VIII-12: ManagementOfAccount.CreateAccount() function Repealed
244. Table VIII-13: AccountManagement.ValidateAccountUpdate() function Repealed
245. Table VIII-14: ManagementOfAccount.UpdateAccount() function Repealed
246. Table VIII-15: ManagementOfAccount.ValidateAccountClosure() function Repealed
247. Table VIII-16: ManagementOfAccount.CloseAccount() function Repealed
248. Table VIII-17: ManagementOfAccount.ValidateVerifiedEmissionsUpdate() function Repealed
249. Table VIII-18: ManagementOfAccount.UpdateVerifiedEmissions function Repealed
250. Preliminary checks for each process Repealed
251. 5Division 5 Repealed
252. 6Division 6 Repealed
253. 7Division 7 Repealed
254. Secondary checks for each process Repealed
255. 8Division 8 Repealed
256. Table VIII-19: Secondary Checks Repealed
257. Annex IX: Processes concerning transactions with response codes Repealed
258. Process types Repealed
259. 1Division 1 Repealed
260. Requirements for each process Repealed
261. 2Division 2 Repealed
262. Preliminary checks for each process Repealed
263. 3Division 3 Repealed
264. 4Division 4 Repealed
265. Secondary and tertiary checks for each process Repealed
266. 5Division 5 Repealed
267. 6Division 6 Repealed
268. 7Division 7 Repealed
269. Annex X: Reconciliation process with response codes Repealed
270. Requirements for the process Repealed
271. 1Division 1 Repealed
272. 2Division 2 Repealed
273. 3Division 3 Repealed
274. 4Division 4 Repealed
275. Preliminary checks for the process Repealed
276. 5Division 5 Repealed
277. 6Division 6 Repealed
278. Secondary checks for the process Repealed
279. 7Division 7 Repealed
280. Manual intervention Repealed
281. 8Division 8 Repealed
282. 9Division 9 Repealed
283. Annex XI: Administrative processes with response codes Repealed
284. Administrative processes Repealed
285. 1Division 1 Repealed
286. 2Division 2 Repealed
287. 2Division 2 Repealed
288. 3Division 3 Repealed
289. Requirements for each process Repealed
290. 4Division 4 Repealed
291. Checks for each process Repealed
292. 5Division 5 Repealed
293. 6Division 6 Repealed
294. 7Division 7 Repealed
295. 8Division 8 Repealed
296. Annex XIa: Processes concerning automatic national allocation plan table changes Repealed
297. 1Division 1 Repealed
298. Requirements for each process Repealed
299. 2Division 2 Repealed
300. 3Division 3 Repealed
301. 4Division 4 Repealed
302. 5Division 5 Repealed
303. Annex XII: List of response codes for all processes Repealed
304. 1Division 1 Repealed
305. 2Division 2 Repealed
306. Annex XIII: Testing procedures Repealed
307. 1Division 1 Repealed
308. 2Division 2 Repealed
309. 3Division 3 Repealed
310. 4Division 4 Repealed
311. 5Division 5 Repealed
312. 6Division 6 Repealed
313. 7Division 7 Repealed
314. Annex XIV: Initialisation procedures Repealed
315. 1Division 1 Repealed
316. 2Division 2 Repealed
317. 3Division 3 Repealed
318. National allocation plan table requirements Repealed
319. 4Division 4 Repealed
320. 5Division 5 Repealed
321. 6Division 6 Repealed
322. 7Division 7 Repealed
323. 8Division 8 Repealed
324. Annex XV: Security standards Repealed
325. Communication link between the Community independent transaction log and each registry Repealed
326. 1Division 1 Repealed
327. 2Division 2 Repealed
328. Communication link between the Community independent transaction log and its authorised representatives, and each registry and all authorised representatives in that registry Repealed
329. 3Division 3 Repealed
330. 4Division 4 Repealed
331. Communication link between the Community independent transaction log and the general public, and each registry and the general public Repealed
332. 5Division 5 Repealed
333. 6Division 6 Repealed
334. General security requirements for the Community independent transaction log and each registry Repealed
335. 7Division 7 Repealed
336. Annex XVI: Reporting requirements of each registry administrator and the Central Administrator Repealed
337. Publicly available information from each registry and the Community independent transaction log Repealed
338. 1Division 1 Repealed
339. 2Division 2 Repealed
340. 3Division 3 Repealed
341. 4Division 4 Repealed
342. 4aDivision 4a Repealed
343. 4bDivision 4b Repealed
344. 4cDivision 4c Repealed
345. Publicly available information from each registry Repealed
346. 5Division 5 Repealed
347. 6Division 6 Repealed
348. 7Division 7 Repealed
349. 8Division 8 Repealed
350. 9Division 9 Repealed
351. 10Division 10 Repealed
352. Publicly available information from the Community independent transaction log Repealed
353. 11Division 11 Repealed
354. 12Division 12 Repealed
355. 12aDivision 12a Repealed
356. Information from each registry to be made available to account holders Repealed
357. 13Division 13 Repealed
358. 14Division 14 Repealed