Commission Regulation (EU) No 1193/2011 of 18 November 2011 establishing a Union Registry for the trading period commencing on 1 January 2013, and subsequent trading periods, of the Union emissions trading scheme pursuant to Directive 2003/87/EC of the European Parliament and of the Council and Decision No 280/2004/EC of the European Parliament and of the Council and amending Commission Regulations (EC) No 2216/2004 and (EU) No 920/2010 (Text with EEA relevance) (repealed)

EU Regulation No 1193/2011 · Adopted 18 November 2011 · Extends to United Kingdom

Contents

1. Chapter I: SUBJECT MATTER, SCOPE AND DEFINITIONS Repealed
2. 1Subject matter Repealed
3. 2Scope Repealed
4. 3Definitions Repealed
5. Chapter II: THE REGISTRIES SYSTEM Repealed
6. 4Union Registry Repealed
7. 5European Union Transaction Log Repealed
8. 6Communication links between registries, the ITL and the EUTL Repealed
9. 7Administrators Repealed
10. Chapter III: ACCOUNTS Repealed
11. Provisions applicable to all accounts Repealed
12. 8Accounts Repealed
13. 9Account status Repealed
14. 10The administering of accounts Repealed
15. 11Notifications from the central administrator Repealed
16. Opening and updating accounts Repealed
17. 12Opening management accounts Repealed
18. 13Opening an auction delivery account in the Union Registry Repealed
19. 14Opening operator holding accounts in the Union Registry Repealed
20. 15Opening aircraft operator holding accounts in the Union Registry Repealed
21. 16Opening person holding and trading accounts in the Union Registry Repealed
22. 17Opening national holding accounts in the Union Registry Repealed
23. 18Opening external platform accounts in the Union Registry Repealed
24. 19Opening verifier accounts in the Union Registry Repealed
25. 20Refusal to open an account Repealed
26. 21Authorised representatives Repealed
27. 22Nominating and approval of authorised representatives and additional authorised representatives Repealed
28. 23Updating of account information and information on authorised representatives Repealed
29. 24Trusted account list Repealed
30. Closure of accounts Repealed
31. 25Closure of accounts Repealed
32. 26Closure of operator holding accounts Repealed
33. 27Closure of aircraft operator holding accounts Repealed
34. 28Closure of verifier accounts Repealed
35. 29Positive balance on accounts under closure Repealed
36. 30Closure of accounts and removal of authorised representative on the administrator’s initiative Repealed
37. Suspension of access to accounts Repealed
38. 31Suspension of access to accounts Repealed
39. Chapter IV: VERIFIED EMISSIONS AND COMPLIANCE Repealed
40. 32Verified emissions data for an installation or aircraft operator Repealed
41. 33Blocking of accounts due to a failure to submit verified emissions Repealed
42. 34Calculation of compliance status figures Repealed
43. Chapter V: TRANSACTIONS Repealed
44. 35Article 35 Repealed
45. 36Execution of transfers Repealed
46. 37Nature of allowances and finality of transactions Repealed
47. Creation of allowances Repealed
48. 38Creation of allowances Repealed
49. Account transfers before auctions and allocation Repealed
50. 39Transfer of general allowances to be auctioned Repealed
51. 40Transfer of general allowances to be allocated free of charge Repealed
52. 41Transfer of general allowances for the new entrant reserve Repealed
53. 42Transfer of aviation allowances to be auctioned Repealed
54. 43Transfer of aviation allowances to be allocated free of charge Repealed
55. 44Transfer of aviation allowances to the special reserve Repealed
56. 45Transfer of general allowances to the EU Total Quantity Account Repealed
57. 46Transfer of aviation allowances to the EU Aviation Total Quantity Account Repealed
58. 47Deletion of aviation allowances Repealed
59. Allocation to stationary installations Repealed
60. 48National allocation tables Repealed
61. 49Entry of national allocation tables into the EUTL Repealed
62. 50Changes to the national allocation tables Repealed
63. 51Free allocation of general allowances Repealed
64. Allocation to aircraft operators Repealed
65. 52National aviation allocation tables Repealed
66. 53Entry of national aviation allocation tables into the EUTL Repealed
67. 54Changes to the national aviation allocation tables Repealed
68. 55Free allocation of aviation allowances Repealed
69. Auction Repealed
70. 56Auction tables Repealed
71. 57Entry of auction tables into the EUTL Repealed
72. 58Changes to the auction tables Repealed
73. 59Auctioning of allowances Repealed
74. Trading Repealed
75. 60Transfers of allowances or Kyoto units initiated by a holding account Repealed
76. 61Transfers of allowances or Kyoto units initiated by a trading account Repealed
77. Surrender of allowances Repealed
78. 62Surrender of allowances Repealed
79. Deletion of allowances Repealed
80. 63Deletion of allowances Repealed
81. Transaction reversal Repealed
82. 64Reversal of finalised processes initiated in error Repealed
83. Chapter VI: TECHNICAL REQUIREMENTS OF THE REGISTRIES SYSTEM Repealed
84. Availability Repealed
85. 65Availability and reliability of the Union Registry and the EUTL Repealed
86. 66Helpdesks Repealed
87. Security and authentication Repealed
88. 67Authentication of the Union Registry Repealed
89. 68Accessing accounts in the Union Registry Repealed
90. 69Authentication and authorisation of authorised representatives in the Union Registry Repealed
91. 70Suspension of all access due to a security breach or a security risk Repealed
92. 71Suspension of access to allowances or Kyoto units in the case of a suspected fraudulent transaction Repealed
93. 72Cooperation with competent authorities and notification of money laundering, terrorist financing or criminal activity Repealed
94. 73Suspension of processes Repealed
95. Automated checking, recording and completing of processes Repealed
96. 74Automated checking of processes Repealed
97. 75Detection of discrepancies Repealed
98. 76Detection of discrepancies within the Union Registry Repealed
99. 77Reconciliation — Detection of inconsistencies by the EUTL Repealed
100. 78Finalisation of processes Repealed
101. Specifications and change management Repealed
102. 79Data exchange and technical specifications Repealed
103. 80Change and release management Repealed
104. Chapter VII: RECORDS, REPORTS, CONFIDENTIALITY AND FEES Repealed
105. 81Records Repealed
106. 82Reporting Repealed
107. 83Confidentiality Repealed
108. 84Fees Repealed
109. 85Interruption of operation Repealed
110. Chapter VIII: TRANSITIONAL AND FINAL PROVISIONS Repealed
111. 86Implementation Repealed
112. 87Further use of accounts Repealed
113. 88Amendments to Regulation (EC) No 2216/2004 Repealed
114. 89Amendments to Regulation (EU) No 920/2010 Repealed
115. 90Entry into force Repealed
116. Signature
117. Annex IAnnex I Repealed
118. Annex II: Information to be submitted with requests for all accounts Repealed
119. 1The information set out in Table II-I. Repealed
120. 2Division 2 Repealed
121. Annex III: Information concerning auction delivery accounts, person holding accounts, trading accounts and external platform accounts to be provided Repealed
122. 1Division 1 Repealed
123. 2Division 2 Repealed
124. 3Evidence to support the identity of the natural person requesting the account opening, which may be a copy of one of the following: Repealed
125. 4Evidence to support the address of the permanent residence of the natural person account holder, which may be a copy of one of the following: Repealed
126. 5The following documents in case of a legal person requesting the account opening: Repealed
127. 6Division 6 Repealed
128. 7Division 7 Repealed
129. 8Division 8 Repealed
130. 9Division 9 Repealed
131. 10Division 10 Repealed
132. Annex IV: Additional information concerning verifier accounts to be provided to the national administrator Repealed
133. 1Division 1 Repealed
134. Annex V: Information concerning each operator holding account to be provided to the national administrator Repealed
135. 1Division 1 Repealed
136. 2Division 2 Repealed
137. 3The information set out in Table V-I and V-II Repealed
138. Annex VI: Information concerning each aircraft operator holding account to be provided to the national administrator Repealed
139. 1Division 1 Repealed
140. 2Under the data provided in accordance with table II-I, the aircraft operator shall be given as the account holder. The name recorded for the account holder shall be identical to the name in the Monitoring Plan. In case of the name in the Monitoring Plan being obsolete, the name in the trading registry or the name used by Eurocontrol shall be used. Repealed
141. 3Division 3 Repealed
142. Annex VII: Information concerning authorised representatives and additional authorised representatives to be provided to the administrator of the account Repealed
143. 1The information set out in Table VII-I. Repealed
144. 2Division 2 Repealed
145. 3Evidence to support the identity of the nominee, which may be a copy of one of the following: Repealed
146. 4Evidence to support the address of the permanent residence of the nominee, which may be a copy of one of the following: Repealed
147. 5Division 5 Repealed
148. 6Division 6 Repealed
149. 7Division 7 Repealed
150. 8Division 8 Repealed
151. Annex VIII: Formats for submitting annual emissions data Repealed
152. 1Emissions data for operators shall contain the information set out in Table VIII-I. Repealed
153. 2Division 2 Repealed
154. Annex IXAnnex IX Repealed
155. Annex XAnnex X Repealed
156. Annex XIAnnex XI Repealed
157. Annex XII: Reporting requirements of the central administrator Repealed
158. Information available to the public Repealed
159. 1The EUTL shall display on the public website of the EUTL the following information for each account: Repealed
160. 2The EUTL shall display on the public website of the EUTL the following general information, and shall update it every 24 hours: Repealed
161. 3The EUTL shall display on its public website the following general information, on 30 April of each year: Repealed
162. 4The EUTL shall display on the public website of the EUTL the following information about each completed transaction recorded by the EUTL, on 1 January of the fifth year after the year of the recording of the information. Repealed
163. Information available to account holders Repealed
164. 5The Union Registry shall display on the part of the Union Registry’s website only accessible to the account holder the following information, and shall update it in real time: Repealed
165. Information available to national administrators Repealed
166. 6Division 6 Repealed