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Division ORGANISATIONAL STRUCTURE (Article 11)

United Kingdom

Original text. Later amendments are not shown.

  1. 1A credit rating agency shall provide the following information regarding policies and procedures referred to in Article 11(1):
  2. 2Where the arrangements referred to in point 1 of this Annex are carried out at group of undertakings level, a credit rating agency shall provide ESMA with a copy of relevant service level agreements that it has entered into, or proposes to enter into, with other group members, and the following information:
  3. 3With respect to the compliance function, a credit rating agency shall provide the following information:
  4. 4With respect to the internal audit function carrying out the tasks described in point 10 of Section A of Annex I to Regulation (EC) No 1060/2009, a credit rating agency shall provide the following information: