Division 3 With respect to the compliance function, a credit rating agency shall provide the following information:
United Kingdom
- (a)
the policies and procedures on the reporting of information as described in point 5 of Section C of Annex I to Regulation (EC) No 1060/2009;
- (b)
a description on how it ensures the independence of the compliance function;
- (c)
the most recent report of the compliance officer;
- (d)
a work plan for the next three years.