OpenLegislation

Division 3 With respect to the compliance function, a credit rating agency shall provide the following information:

United Kingdom

Original text. Later amendments are not shown.

  1. (a)

    the policies and procedures on the reporting of information as described in point 5 of Section C of Annex I to Regulation (EC) No 1060/2009;

  2. (b)

    a description on how it ensures the independence of the compliance function;

  3. (c)

    the most recent report of the compliance officer;

  4. (d)

    a work plan for the next three years.