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Article 113 General requirements

United Kingdom

Original text. Later amendments are not shown.

1.

Cooperation arrangements shall cover all possible situations and actors envisaged in F1regulations 33, 49 and 50 of the AIFM Regulations 2013 taking into account the location of the AIFM, the location of the AIF and the activity of the AIFM.

2.

Cooperation arrangements shall take a written form.

3.

Cooperation arrangements shall establish the specific framework for consultation, cooperation and exchange of information for supervisory and enforcement purposes between F2the FCA and third country supervisory authorities.

4.

Cooperation arrangements shall include a specific clause providing for the transfer of information received by F3the FCA from a supervisory authority in a third country F4....

Annotations

Textual amendments

F1

Words in Art. 113(1) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 38(2)(a) (as amended by S.I. 2019/325, regs. 1(3), 58); 2020 c. 1, Sch. 5 para. 1(1)

F2

Words in Art. 113(3) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 38(2)(b) (as amended by S.I. 2019/325, regs. 1(3), 58); 2020 c. 1, Sch. 5 para. 1(1)

F3

Words in Art. 113(4) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 38(2)(c)(i) (as amended by S.I. 2019/325, reg. 1(3), 58); 2020 c. 1, Sch. 5 para. 1(1)

F4

Words in Art. 113(4) omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 38(2)(c)(ii) (as amended by S.I. 2019/325, regs. 1(3), 58); 2020 c. 1, Sch. 5 para. 1(1)