Annex I Model for reporting on financial instrumentsF1
United Kingdom
| |
| No. | Information required for each financial instrument |
|---|---|
| I. Identification of the programme and priority or measure from which support | |
| 1 | Priority axes or measures supporting the financial instrument, including fund of funds, under the |
| 1.1 | Reference (number and title) of each priority axis or measure supporting the financial instrument under the |
| 2 | Name of |
| 3 | Thematic objective(s) referred to in the first paragraph of Article 9 of Regulation (EU) No 1303/2013 supported by the financial instrument |
| II. Description of the financial instrument and implementation arrangements (Article 46(2)(b) of Regulation (EU) No 1303/2013) | |
| 5 | Name of the financial instrument |
| 6 | Official address/place of business of the financial instrument (name of the |
| 7 | Implementation arrangements |
| F87.2 | Financial instrument set up at national, regional, transnational or cross-border level, managed by or under the responsibility of the managing authority referred to in Article 38(1)(b), supported from |
| F107.3 | Financial instrument combining a financial contribution from the managing authority with EIB financial products under the European Fund for Strategic Investment in accordance with Article 39a, referred to in Article 38(1)(c) |
| 8 | Type of the financial instrument |
| 8.1 | Tailor-made or financial instruments complying with standard terms and conditions |
| 8.2 | Financial instrument organised through fund of funds or without a fund of funds |
| 8.2.1 | Name of the fund of funds set up to implement financial instruments |
| 9 | Type of products provided by financial instrument: loans, micro-loans, guarantees, equity or quasi-equity investments, other financial product or other support combined within the financial instrument pursuant to Article 37(7) of Regulation (EU) No 1303/2013 |
| 9.1 | Description of the other financial product |
| 9.2 | Other support combined within the financial instrument: grant, interest rate subsidy, guarantee fee subsidy pursuant to Article 37(7) of Regulation (EU) No 1303/2013 |
| 10 | Legal status of the financial instrument, pursuant to Article 38(6) and Article 39a(5)(b) of Regulation (EU) No 1303/2013 (for financial instruments referred to in Article 38(1)(b) and (c) only): fiduciary account opened in the name of the implementing body and on behalf of the managing authority or separate block of finance within a financial institution |
| III. Identification of the body implementing the financial instrument, and the body implementing fund of funds where applicable, as referred to under | |
| 11 | Body implementing the financial instrument |
| 11.1 | Type of implementing body pursuant to Article 38(4) and Article 39a(5) of Regulation (EU) No 1303/2013: existing or newly created legal entity dedicated to implementing financial instruments; |
| 11.1.1 | Name of the body implementing the financial instrument |
| 11.1.2 | Official address/place of business ( |
| 12 | Procedure of selecting the body implementing the financial instrument: award of a public contract; other procedure |
| 12.1 | Description of the other procedure of selecting the body implementing the financial instrument |
| 13 | Date of signature of the funding agreement with the body implementing the financial instrument |
| IV. Total amount of programme contributions, by priority or measure, paid to the financial instrument and management costs incurred or management fees paid (Article 46(2)(d) and (e) of Regulation (EU) No 1303/2013) | |
| 17 | Total amount of management costs and fees paid out of programme contributions |
| 17.1 | out of which base remuneration |
| 17.2 | out of which performance-based remuneration |
| 18 | Capitalised management costs or fees pursuant to Article 42(2) of Regulation (EU) No 1303/2013 (relevant only for final report) |
| 19 | Capitalised interest rate subsidies or guarantee fee subsidies pursuant to Article 42(1)(c) of Regulation (EU) No 1303/2013 (relevant for final report only) |
| 20 | Amount of programme contributions for follow-on investments in final recipients pursuant to Article 42(3) of Regulation (EU) No 1303/2013 (relevant for final report only) |
| 21 | Contributions of land and/or real estate in the financial instrument pursuant to Article 37(10) of Regulation (EU) No 1303/2013 (relevant for final report only) |
| V. Total amount of support paid to final recipients, or to the benefit of final recipients, or committed in guarantee contracts by the financial instrument for investments in final recipients, by | |
| 22 | Name of each financial product offered by the financial instrument |
| 23 | Date of signature of the funding agreement for the financial product |
| 26 | Total value of loans actually paid to final recipients in relation to the guarantee contracts signed |
| 27 | Number of loan/guarantee/equity or quasi-equity/other financial product contracts signed with final recipients, by product |
| 28 | Number of loan/guarantee/equity or quasi equity/other financial product investments made in final recipients, by product |
| 29 | Number of final recipients supported by the financial product |
| 29.1 | out of which large enterprises |
| 29.2 | out of which SMEs |
| 29.2.1 | out of which microenterprises |
| 29.3 | out of which individuals |
| 29.4 | out of which other type of final recipients supported |
| 29.4.1 | description of other type of final recipients supported |
| VI. The performance of the financial instrument, including progress in its set-up and in selection of bodies implementing the financial instrument (including the body implementing a fund of funds) (Article 46(2)(f) of Regulation (EU) No 1303/2013) | |
| 30 | Date of completion of the ex ante assessment |
| 31 | Selection of bodies implementing financial instrument |
| 31.1 | number of selection procedures already launched |
| 31.2 | number of funding agreements already signed |
| 32 | Information whether the financial instrument was still operational at the end of the reporting year |
| 32.1 | If the financial instrument was not operational at the end of the reporting year, date of the winding-up |
| 33 | Total number of disbursed loans defaulted or total number of guarantees provided and called due to the loan default |
| 34 | Total amount of disbursed loans defaulted |
| VII. Interest and other gains generated by support | |
| 35 | Interest and other gains generated by |
| 36 | Amounts repaid to the financial instrument attributable to support |
| 36.1 | out of which capital repayments |
| 36.2 | out which gains, other earnings and yields |
| 37 | Amount of resources attributable to the |
| 37.1 | out of which amounts paid for differentiated treatment of investors operating under the market economy principle, who provide counterpart resources to the support |
| 37.2 | out of which amounts paid for the reimbursement of management costs incurred and payment of management fees of the financial instrument |
| 37.3 | out of which amounts to cover losses in the nominal amount of the ESI Funds contribution to the financial instrument resulting from negative interest, if such losses occur despite active treasury management by the bodies implementing financial instruments (in EUR) |
| 40 | Value of equity investments, with respect to previous years |
| VIII. Progress in achieving the expected leverage effect of investments made by the financial instrument (Article 46(2)(h) of Regulation (EU) No 1303/2013) | |
| 38 | Total amount of other contributions, outside |
| 38.1 | Total amount of other contributions, outside |
| 38.1A | Contribution under the EIB financial product committed in the funding agreement with the body implementing the financial instrument (only for the instruments under Article 38(1)(c)) (in EUR) |
| 38.2 | Total amount of other contributions, outside |
| 38.2A | Contribution under EIB financial product paid to financial instrument (only for the instruments under Article 38(1)(c)) (in EUR) |
| 38.2.1 | out of which public contributions |
| 38.2.2 | out of which private contributions |
| 38.3 | Total amount of other contributions, outside |
| 38.3A | Contribution under EIB financial product mobilised at the level of final recipient (only for the instruments under Article 38(1)(c)) (in EUR) |
| 38.3.1 | out of which public contributions |
| 38.3.2 | out of which private contributions |
| 39 | Expected and achieved leverage effect, by reference to the funding agreement |
| 39.1 | Expected leverage effect for loan/guarantee/equity or quasi-equity investment/other financial product, by reference to the funding agreement, by product |
| 39.2 | Achieved leverage effect at the end of the reporting year for loan/guarantee/equity or quasi-equity investment/other financial product, by product |
| F40 | |
| IX. Contribution of the financial instrument to the achievement of the indicators of the priority or measure concerned (Article 46(2)(j) of Regulation (EU) No 1303/2013) | |
| 41 | Output indicator (code number and name) to which the financial instrument contributes |
| 41.1 | Target value of the output indicator |
| 41.2 | Value achieved by the financial instrument in relation to the target value of the output indicator |
Annotations
Textual amendments
- F1
Annex 1 omitted in so far as it relates to domestic support for rural development (W.) (26.3.2021) by virtue of The Agricultural Support (Miscellaneous Amendments) (Wales) (EU Exit) Regulations 2021 (S.I. 2021/400), regs. 1(2), 11(5)
- F2
Words in Annex 1 substituted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(a); 2020 c. 1, Sch. 5 para. 1(1)
- F3
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F4
Word in Annex 1 substituted in so far as it applies to support for rural development and support under Regulation 508/2014 (31.12.2020) by The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(c); 2020 c. 1, Sch. 5 para. 1(1)
- F5
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(d); 2020 c. 1, Sch. 5 para. 1(1)
- F6
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(e); 2020 c. 1, Sch. 5 para. 1(1)
- F7
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(f); 2020 c. 1, Sch. 5 para. 1(1)
- F8
- F9
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(g); 2020 c. 1, Sch. 5 para. 1(1)
- F10
- F11
Word in Annex 1 substituted in so far as it applies to support for rural development and support under Regulation 508/2014 (31.12.2020) by The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(h)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F12
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(i)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F13
Words in Annex 1 substituted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(i)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F14
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(j); 2020 c. 1, Sch. 5 para. 1(1)
- F15
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(k); 2020 c. 1, Sch. 5 para. 1(1)
- F16
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(l); 2020 c. 1, Sch. 5 para. 1(1)
- F17
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(m); 2020 c. 1, Sch. 5 para. 1(1)
- F18
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(n); 2020 c. 1, Sch. 5 para. 1(1)
- F19
Word in Annex 1 omitted in so far as it applies to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(o); 2020 c. 1, Sch. 5 para. 1(1)
- F20
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(p); 2020 c. 1, Sch. 5 para. 1(1)
- F21
Words in Annex 1 substituted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(q); 2020 c. 1, Sch. 5 para. 1(1)
- F22
Words in Annex 1 substituted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(r)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F23
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(r)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F24
Words in Annex 1 substituted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(s)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F25
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(s)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F26
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(t); 2020 c. 1, Sch. 5 para. 1(1)
- F27
Words in Annex 1 substituted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(u); 2020 c. 1, Sch. 5 para. 1(1)
- F28
Words in Annex 1 substituted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(v)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F29
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(v)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F30
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(w); 2020 c. 1, Sch. 5 para. 1(1)
- F31
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(cc); 2020 c. 1, Sch. 5 para. 1(1)
- F32
Words in Annex 1 substituted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(x)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F33
Word in Annex 1 omitted in so far as it applies to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(x)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F34
Words in Annex 1 substituted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(y)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F35
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(y)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F36
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(z); 2020 c. 1, Sch. 5 para. 1(1)
- F37
Words in Annex 1 substituted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(aa)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F38
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(aa)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F39
Words in Annex 1 omitted in so far as they apply to support for rural development and support under Regulation 508/2014 (31.12.2020) by virtue of The European Structural and Investment Funds Common Provisions Rules etc. (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/783), regs. 1, 6(5)(bb); 2020 c. 1, Sch. 5 para. 1(1)
- F40
Footnotes
- f1
This includes the YEI specific allocation and the matching ESF support.