Division 2.2.3

Where the branch is expected to carry out one or more of the investment services and activities defined in point 2 of Article 4(1) of Directive 2004/39/EC, a description of the following arrangements:

1. 2.2.3.1.

   arrangements for safeguarding client money and assets

   [to be completed by the credit institution]

2. 2.2.3.2.

   arrangements for compliance with the obligations laid down in Articles 19, 21, 22, 25, 27 and 28 of Directive 2004/39/EC and measures adopted pursuant thereto by the relevant competent authorities of the host Member State

   [to be completed by the credit institution]

3. 2.2.3.3.

   internal code of conduct including controls over personal account dealing

   [to be completed by the credit institution]

4. 2.2.3.4.

   details of the person responsible for dealing with complaints in relation to the investment services and activities of the branch

   [to be completed by the credit institution]

5. 2.2.3.5.

   details of the person appointed to ensure compliance with the arrangements of the branch relating to investment services and activities

   [to be completed by the credit institution]