Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71/EC (Text with EEA relevance) (revoked)

EU Regulation 2017/1129 · Adopted 14 June 2017 · Extends to United Kingdom

Contents

1. Chapter I: GENERAL PROVISIONS Repealed
2. 1Subject matter, scope and exemptions Repealed
3. 2Definitions Repealed
4. 3Obligation to publish a prospectus and exemption Repealed
5. 4Voluntary prospectus Repealed
6. 5Subsequent resale of securities Repealed
7. Chapter II: DRAWING UP OF THE PROSPECTUS Repealed
8. 6The prospectus Repealed
9. 7The prospectus summary Repealed
10. 8The base prospectus Repealed
11. 9The universal registration document Repealed
12. 10Prospectuses consisting of separate documents Repealed
13. 11Responsibility attaching to the prospectus Repealed
14. 12Validity of a prospectus, registration document and universal registration document Repealed
15. Chapter III: THE CONTENT AND FORMAT OF THE PROSPECTUS Repealed
16. 13Minimum information and format Repealed
17. 14Simplified disclosure regime for secondary issuances Repealed
18. 15UK Growth prospectus Repealed
19. 16Risk factors Repealed
20. 17Final offer price and amount of securities Repealed
21. 18Omission of information Repealed
22. 19Incorporation by reference Repealed
23. Chapter IV: ARRANGEMENTS FOR APPROVAL AND PUBLICATION OF THE PROSPECTUS Repealed
24. 20Scrutiny and approval of the prospectus Repealed
25. 21Publication of the prospectus Repealed
26. 22Advertisements Repealed
27. 23Supplements to the prospectus Repealed
28. Chapter V: CROSS-BORDER OFFERS AND ADMISSIONS TO TRADING ON A REGULATED MARKET AND USE OF LANGUAGES Repealed
29. 24Union scope of approvals of prospectuses Repealed
30. 25Notification of prospectuses and supplements and communication of final terms Repealed
31. 26Notification of registration documents or universal registration documents Repealed
32. 27Use of language Repealed
33. Chapter VI: SPECIFIC RULES IN RELATION TO ISSUERS ESTABLISHED IN THIRD COUNTRIES Repealed
34. 28Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with this Regulation Repealed
35. 29Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with the laws of a third country Repealed
36. 30Cooperation with third countries Repealed
37. Chapter VII: THE COMPETENT AUTHORITY Repealed
38. 31Competent authorities Repealed
39. 32Powers of the competent authority Repealed
40. 33Cooperation between competent authorities Repealed
41. 34Cooperation with ESMA Repealed
42. 35Professional secrecy Repealed
43. 36Data protection Repealed
44. 37Precautionary measures Repealed
45. Chapter VIII: ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES Repealed
46. 38Administrative sanctions and other administrative measures Repealed
47. 39Exercise of supervisory powers and powers to impose sanctions Repealed
48. 40Right of appeal Repealed
49. 41Reporting of infringements Repealed
50. 42Publication of decisions Repealed
51. 43Reporting sanctions to ESMA Repealed
52. Chapter IX: TREASURY REGULATIONS Repealed
53. 44Exercise of the delegation Repealed
54. 45Committee procedure Repealed
55. 45aTreasury regulations Repealed
56. Chapter X: FINAL PROVISIONS Repealed
57. 46Repeal Repealed
58. 47ESMA report on prospectuses Repealed
59. 48Review Repealed
60. 49Entry into force and application Repealed
61. Signature
62. Annex I: PROSPECTUS Repealed
63. IDivision I Repealed
64. IIIdentity of directors, senior management, advisers and auditors Repealed
65. IIIOffer statistics and expected timetable Repealed
66. IVEssential information Repealed
67. VInformation on the company Repealed
68. VIOperating and financial review and prospects Repealed
69. VIIDirectors, senior management and employees Repealed
70. VIIIMajor shareholders and related-party transactions Repealed
71. IXFinancial information Repealed
72. XDetails of the offer and admission to trading details Repealed
73. XIAdditional information Repealed
74. Annex II: REGISTRATION DOCUMENT Repealed
75. IIdentity of directors, senior management, advisers and auditors Repealed
76. IIEssential information about the issuer Repealed
77. IIIInformation on the company Repealed
78. IVOperating and financial review and prospects Repealed
79. VDirectors, senior management and employees Repealed
80. VIMajor shareholders and related-party transactions Repealed
81. VIIFinancial information Repealed
82. VIIIAdditional information Repealed
83. Annex III: SECURITIES NOTE Repealed
84. IIdentity of directors, senior management, advisers and auditors Repealed
85. IIOffer statistics and expected timetable Repealed
86. IIIEssential information about the issuer Repealed
87. IVEssential information about the securities Repealed
88. VInterests of experts Repealed
89. VIDetails of the offer and admission to trading Repealed
90. VIIAdditional information Repealed
91. Annex IV: REGISTRATION DOCUMENT FOR THE UK GROWTH PROSPECTUS Repealed
92. IResponsibility for the registration document Repealed
93. IIStrategy, performance and business environment Repealed
94. IIICorporate governance Repealed
95. IVFinancial statements and key performance indicators Repealed
96. VOperating and financial review (only for equity securities issued by companies with market capitalisation above EUR 200 000 000). Repealed
97. VIShareholders’ information Repealed
98. Annex V: SECURITIES NOTE FOR THE UK GROWTH PROSPECTUS Repealed
99. IResponsibility for the securities note Repealed
100. IIStatement of capitalisation and indebtedness (only for equity securities issued by companies with market capitalisation above EUR 200 000 000 ) and working capital statement (only for equity securities). Repealed
101. IIITerms and conditions of the securities Repealed
102. IVDetails of the offer and expected timetable Repealed
103. VInformation on the guarantor Repealed
104. Annex VIAnnex VI Repealed