OpenLegislation

Commission Delegated Regulation (EU) 2017/389 of 11 November 2016 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council as regards the parameters for the calculation of cash penalties for settlement fails and the operations of CSDs in host Member States (Text with EEA relevance) (revoked)

EU Regulation 2017/389 · Adopted 11 November 2016 · Extends to United Kingdom

Original text. legislation.gov.uk does not revise this item, so later amendments are not shown here. Changes made to it are listed under each provision when known.

Commission Delegated Regulation (EU) 2017/389

of 11 November 2016

supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council as regards the parameters for the calculation of cash penalties for settlement fails and the operations of CSDs in host Member States

(Text with EEA relevance) (revoked)

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Annotations to the whole text

Textual amendments

F1

Regulation revoked (31.12.2020) by The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320), regs. 1(3), 24 (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

Contents

  1. 1Definitions Repealed
  2. 2Calculation of cash penalties Repealed
  3. 3Reference price of the transaction Repealed
  4. 4Criteria for establishing the substantial importance of a CSD Repealed
  5. 5Criteria for establishing the substantial importance of notary and central maintenance services Repealed
  6. 6Criteria for establishing the substantial importance of settlement services Repealed
  7. 7Determination of market values Repealed
  8. 8Transitional provisions Repealed
  9. 9Entry into force and application Repealed
  10. Signature
  11. Annex Penalty rates applicable to settlement fails Repealed

1DefinitionsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2Calculation of cash penaltiesF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3Reference price of the transactionF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4Criteria for establishing the substantial importance of a CSDF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5Criteria for establishing the substantial importance of notary and central maintenance servicesF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6Criteria for establishing the substantial importance of settlement servicesF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7Determination of market valuesF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

8Transitional provisionsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

9Entry into force and applicationF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Signature

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Penalty rates applicable to settlement failsF1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .