Article 9 Organisational chart

An application for authorisation shall include an organisational chart that describes the organisational structure of the applicant CSD. The chart shall include the following:

1. (a)

   the identity and tasks of the persons responsible for the following positions:

   1. (i)

      senior management;

   2. (ii)

      managers in charge of the operational functions referred to in Article 47(3);

   3. (iii)

      managers in charge of the activities of any branches of the applicant CSD;

   4. (iv)

      other significant roles in the operations of the applicant CSD;

2. (b)

   the number of staff members in each division and operational unit.