Section 3 Organisational requirements

United Kingdom

1. 9Organisational chart
2. 10Staffing policies and procedures
3. 11Risk monitoring tools and governance arrangements
4. 12Compliance, internal control and internal audit functions
5. 13Senior management, management body and shareholders
6. 14Management of conflicts of interest
7. 15Confidentiality
8. 16User committee
9. 17Record-keeping