Annex II Information on settlement fails to be reported by CSDs to the competent authorities and relevant authorities on an annual basis
United Kingdom
Table 1
| No | Details to be reported | Format |
|---|---|---|
| 1. | Country code for the jurisdiction in which the CSD is established | ISO 3166 2 character country code |
| 2. | Securities settlement system operated by the CSD | Free text |
| 3. | Reporting timestamp (CSD to competent authority/relevant authority) | ISO 8601 date in the UTC time format YYYY-MM-DDThh:mm:ssZ |
| 4. | Reporting period: beginning and end dates of the period covered by the report | ISO 8601 date in the format YYYY-MM-DD-YYYY-MM-DD |
| 5. | CSD Legal Entity Identifier | ISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code |
| 6. | Corporate name of the CSD | Free text |
| 7. | Name of the person responsible for the report sent by the CSD | Free text |
| 8. | Function of the person responsible for the report sent by the CSD | Free text |
| 9. | Phone number of the person responsible for the report sent by the CSD | Only numerical characters may be used. The phone number must be provided with the country code and the local area code. No special characters may be used. |
| 10. | Email address of the person responsible for the report sent by the CSD | Email addresses must be supplied using the standard email address convention. |
| 11. | Measures to improve settlement efficiency | Free text |
| 12. | Main reasons for settlement fails (annual summary of the reasons for settlement fails included in the monthly reports) | Free text |
| 13. | Annual volume of settlement instructions | Up to 20 numerical characters reported as whole numbers without decimals. |
| 14. | Annual volume of settlement fails (covering both settlement fails for lack of securities and lack of cash) | Up to 20 numerical characters reported as whole numbers without decimals. |
| 15. | Annual rate of settlement fails based on volume (annual number of settlement fails/annual number of settlement instructions) (covering both settlement fails for lack of securities and lack of cash) | Percentage value up to 2 decimal places |
| 16. | Annual value (EUR) of settlement instructions | Up to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character |
| 17. | Annual value (EUR) of settlement fails (covering both settlement fails for lack of securities and lack of cash) | Up to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character |
| 18. | Annual rate of settlement fails based on value (annual value of settlement fails/annual value of settlement instructions) (covering both settlement fails for lack of securities and lack of cash) | Percentage value up to 2 decimal places |
| 19. | Eligible for derogation under Article 12 of the delegated regulation on settlement discipline, including the justification | YES/NO Free text |