Section A — INFORMATION ON THE PROVIDING PERSON AND ITS LE
United Kingdom
Original text. Later amendments are not shown.
- 1GENERAL INFORMATION
- 2LEGAL REPRESENTATIVE IN THE MEMBER STATE OF REFERENCE
- 3ORGANISATIONAL STRUCTURE AND GOVERNANCE
- 4CONFLICTS OF INTEREST
- 5INTERNAL CONTROL STRUCTURE, OVERSIGHT AND ACCOUNTABILITY FRAMEWORK
- 6OUTSOURCING
- 7COMPLIANCE WITH IOSCO PRINCIPLES
- 8OTHER INFORMATION