Division 1 GENERAL INFORMATION
United Kingdom
- (a)
Full name of the applicant and its Legal Entity Identifier (LEI).
- (b)
Address of the office in the country of location.
- (c)
Legal Status.
- (d)
Website, if any.
- (e)
Where the applicant is supervised in the non-EU country where it is located, information about its current authorisation status, including the activities for which it is authorised, the name and address of the competent authority of the non-EU country and the link to the register of such competent authority, where available; where more than one authority is responsible for supervision, the details of the respective areas of competence shall be provided.
- (f)
A description of the operations of the applicant in the EU and in non-EU countries, whether or not subject to any EU or extra-EU financial regulation, that are relevant for the activity of provision of benchmarks, along with a description of where these operations are conducted.
- (g)
Where the applicant is part of a group, its group structure, along with the ownership chart, showing the links between any parent undertaking and subsidiaries. The undertakings and subsidiaries shown in the chart shall be identified by their full name, legal status and address of the registered office and head office.
- (h)
A self-declaration of good repute including details, if applicable, of any:
- (i)
past and pending proceedings of a disciplinary nature against it (unless dismissed);
- (ii)
refusal of authorisation or registration by a financial authority;
- (iii)
withdrawal of authorisation or registration by a financial authority.
- (i)