Commission Delegated Regulation (EU) 2019/980 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Commission Regulation (EC) No 809/2004 (Text with EEA relevance) (revoked)

EU Regulation 2019/980 · Adopted 14 March 2019 · Extends to United Kingdom

Contents

1. Chapter I: DEFINITIONS Repealed
2. 1Definitions Repealed
3. Chapter II: CONTENT OF THE PROSPECTUS Repealed
4. Minimum information to be included in the registration documents Repealed
5. 2Registration document for equity securities Repealed
6. 3Universal registration document Repealed
7. 4Registration document for secondary issuances of equity securities Repealed
8. 5Registration document for units of closed-end collective investment undertakings Repealed
9. 6Registration document for depository receipts issued over shares Repealed
10. 7Registration document for retail non-equity securities Repealed
11. 8Registration document for wholesale non-equity securities Repealed
12. 9Registration document for secondary issuances of non-equity securities Repealed
13. 10Registration document for asset-backed securities Repealed
14. 11Registration document for non-equity securities issued by third countries and their regional and local authorities Repealed
15. Minimum information to be included in the securities notes Repealed
16. 12Securities note for equity securities or units issued by collective investment undertakings of the closed-end type Repealed
17. 13Securities note for secondary issuances of equity securities or of units issued by collective investment undertakings of the closed-end type Repealed
18. 14Securities note for depository receipts issued over shares Repealed
19. 15Securities note for retail non-equity securities Repealed
20. 16Securities note for wholesale non-equity securities Repealed
21. 17Securities note for secondary issuances of non-equity securities Repealed
22. Additional information to be included in the prospectus Repealed
23. 18Complex financial history and significant financial commitment of issuers of equity securities Repealed
24. 19Securities that are exchangeable for or convertible into shares Repealed
25. 20Securities giving rise to payment or delivery obligations linked to an underlying asset Repealed
26. 21Asset backed securities Repealed
27. 22Guarantees Repealed
28. 23Consent Repealed
29. 23aHistorical financial information Repealed
30. Chapter III: FORMAT OF THE PROSPECTUS Repealed
31. 24Format of a prospectus Repealed
32. 25Format of a base prospectus Repealed
33. 26Information to be included in the base prospectus and the final terms Repealed
34. 27Prospectus summary Repealed
35. Chapter IV: THE UK GROWTH PROSPECTUS Repealed
36. 28UK Growth registration document for equity securities Repealed
37. 29UK Growth registration document for non-equity securities Repealed
38. 30UK Growth securities note for equity securities Repealed
39. 31UK Growth securities note for non-equity securities Repealed
40. 32Format of the UK Growth prospectus Repealed
41. 33Specific summary for the UK Growth prospectus Repealed
42. 34Supplements to the specific summary for the UK Growth prospectus Repealed
43. Chapter V: SCRUTINY AND APPROVAL OF THE PROSPECTUS AND REVIEW OF THE UNIVERSAL REGISTRATION DOCUMENT Repealed
44. 35Scope of the scrutiny Repealed
45. 36Criteria for the scrutiny of the completeness of the information contained in the prospectus Repealed
46. 37Criteria for the scrutiny of the comprehensibility of the information contained in the prospectus Repealed
47. 38Criteria for the scrutiny of the consistency of the information contained in the prospectus Repealed
48. 39Scrutiny of the information contained in the prospectus of specialist issuers Repealed
49. 40Additional criteria for the scrutiny of the completeness, consistency and comprehensibility of the information contained in the prospectus Repealed
50. 41Proportionate approach in the scrutiny of draft prospectuses and review of the universal registration document Repealed
51. 42Submission of an application for approval of a draft prospectus or filing of a universal registration document or of amendments thereto Repealed
52. 43Changes to a draft prospectus during the approval procedure Repealed
53. 44Submission for approval of the final draft of the prospectus Repealed
54. 45Acknowledgment of the receipt of an application for approval of a draft prospectus, or of the filing of a universal registration document or of an amendment thereto, and processing of an application for approval of a draft prospectus Repealed
55. Chapter VI: FINAL PROVISIONS Repealed
56. 46Repeal Repealed
57. 46aProspectuses approved between 21 July 2019 and 16 September 2020 Repealed
58. 47Entry into force and application Repealed
59. Signature
60. Annex LIST OF ANNEXES Repealed
61. AREGISTRATION DOCUMENTS Repealed
62. BSECURITIES NOTES Repealed
63. CADDITIONAL INFORMATION TO BE INCLUDED IN THE PROSPECTUS Repealed
64. DEU GROWTH PROSPECTUS Repealed
65. EOTHER CATEGORIES OF INFORMATION Repealed
66. Annex 1Annex 1 Repealed
67. Annex 2Annex 2 Repealed
68. Annex 3Annex 3 Repealed
69. Annex 4Annex 4 Repealed
70. Annex 5Annex 5 Repealed
71. Annex 6Annex 6 Repealed
72. Annex 7Annex 7 Repealed
73. Annex 8Annex 8 Repealed
74. Annex 9Annex 9 Repealed
75. Annex 10Annex 10 Repealed
76. Annex 11Annex 11 Repealed
77. Annex 12Annex 12 Repealed
78. Annex 13Annex 13 Repealed
79. Annex 14Annex 14 Repealed
80. Annex 15Annex 15 Repealed
81. Annex 16Annex 16 Repealed
82. Annex 17Annex 17 Repealed
83. Annex 18Annex 18 Repealed
84. Annex 19Annex 19 Repealed
85. Annex 20Annex 20 Repealed
86. Annex 21Annex 21 Repealed
87. Annex 22Annex 22 Repealed
88. Annex 23Annex 23 Repealed
89. Annex 24Annex 24 Repealed
90. Annex 25Annex 25 Repealed
91. Annex 26Annex 26 Repealed
92. Annex 27Annex 27 Repealed
93. Annex 28LIST OF ADDITIONAL INFORMATION IN THE FINAL TERMS Repealed
94. Annex 29LIST OF SPECIALIST ISSUERS Repealed