Commission Delegated Regulation (EU) 2020/1230 of 29 November 2019 supplementing Regulation (EU) 2017/2402 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration of a securitisation repository and the details of the simplified application for an extension of registration of a trade repository (Text with EEA relevance) (revoked)
EU Regulation 2020/1230 · Adopted 29 November 2019 · Extends to United Kingdom
Commission Delegated Regulation (EU) 2020/1230
of 29 November 2019
supplementing Regulation (EU) 2017/2402 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration of a securitisation repository and the details of the simplified application for an extension of registration of a trade repository
(Text with EEA relevance) (revoked)
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Annotations to the whole text
Textual amendments
- F1
Regulation revoked (1.11.2024) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pts. 1, 3 (with s. 1(4)); S.I. 2024/891, reg. 2(d)(x)
Contents
- 1Definitions Repealed
- 2Identification, legal status and type of securitisation Repealed
- 3Organisational chart Repealed
- 4Corporate governance Repealed
- 5Internal control Repealed
- 6Conflicts of interest Repealed
- 7Ownership of the securitisation repository Repealed
- 8Ownership chart Repealed
- 9Policies and procedures Repealed
- 10Regulatory compliance Repealed
- 11Staffing policies and procedures Repealed
- 12Information about the applicant’s staff members involved in the provision of core securitisation services Repealed
- 13Financial reports and business plans Repealed
- 14Information technology resources Repealed
- 15Information collection and availability mechanisms Repealed
- 16Ancillary services Repealed
- 17Senior management and members of the board Repealed
- 18Transparency of access rules Repealed
- 19Pricing policy transparency Repealed
- 20Operational risk Repealed
- 21Outsourcing Repealed
- 22Security Repealed
- 23Verification procedures Repealed
- 24Quality of information produced Repealed
- 25Confidentiality Repealed
- 26Record-keeping policy Repealed
- 27Payment of fees Repealed
- 28Verification of the accuracy and completeness of the application Repealed
- 29Information requirements for a registered trade repository seeking to provide core securitisation services Repealed
- 30Entry into force Repealed
- Signature
1DefinitionsF1
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2Identification, legal status and type of securitisationF1
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3Organisational chartF1
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4Corporate governanceF1
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5Internal controlF1
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6Conflicts of interestF1
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7Ownership of the securitisation repositoryF1
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8Ownership chartF1
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9Policies and proceduresF1
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10Regulatory complianceF1
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11Staffing policies and proceduresF1
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12Information about the applicant’s staff members involved in the provision of core securitisation servicesF1
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13Financial reports and business plansF1
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14Information technology resourcesF1
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15Information collection and availability mechanismsF1
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16Ancillary servicesF1
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17Senior management and members of the boardF1
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18Transparency of access rulesF1
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19Pricing policy transparencyF1
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20Operational riskF1
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21OutsourcingF1
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22SecurityF1
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23Verification proceduresF1
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24Quality of information producedF1
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25ConfidentialityF1
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26Record-keeping policyF1
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27Payment of feesF1
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28Verification of the accuracy and completeness of the applicationF1
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29Information requirements for a registered trade repository seeking to provide core securitisation servicesF1
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
30Entry into forceF1
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Signature
F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .