Regulation 10 Enquiry following provision of client information: prescribed information

(1)

The information set out in paragraphs (2), (3) and (4) is prescribed for the purposes of section 261(2) of the Act (enquiry following provision of client information).

(2)

Where the authorised officer’s suspicion referred to in section 261(1)(b) of the Act is that information has not been provided in respect of a person under section 259 of the Act, the prescribed information under section 261(2) of the Act is—

(i)

the information prescribed by regulation 8;

(ii)

the reason or reasons why the prescribed information in regulation 8 was not provided as required by section 259.

(3)

Where the authorised officer’s suspicion referred to in section 261(1)(b) of the Act is that information has not been provided in respect of a person under section 260 of the Act, the prescribed information under section 261(2) of the Act is—

(a)

the information prescribed by regulation 9;

(b)

the date of any transaction under section 261(2) of the Act implementing the relevant arrangements or relevant proposal;

(c)

the reason or reasons why the prescribed information in regulation 9 was not provided as required by section 260 of the Act.