Regulation 9 Intermediaries: prescribed client information

The following information about the person (“C”) is prescribed for the purposes of section 260(7)(b) of the Act (intermediaries: duty to provide information about clients)—

(a)

where the intermediary knows the national insurance number, unique tax reference number or both which identify C, those numbers;

(b)

the name, address and the promoter reference number of the monitored promoter in respect of the monitored proposals referred to in section 260(1);

(c)

the name and address of any other intermediary from which, or to which, C has been referred in relation to the monitored proposals;

(d)

the date on which the information referred to in section 260(5) was communicated;

(e)

any fee or commission paid or payable to I in respect of the monitored proposals.