Introductory text

FINANCIAL SERVICES

Made 2nd November 1999

Laid before Parliament 3rd November 1999

Coming into force 11th December 1999

The Treasury, being a government department designated^f1 for the purposes of section 2(2) of the European Communities Act 1972^f2 in relation to measures—

(i)
relating to investment firms and to the provision of investment services and to the operation of regulated markets and clearing or settlement systems;
(ii)
relating to payment systems; and
(ii)
relating to collateral security provided to the central banks of member States or to the European Central Bank;

in exercise of the powers conferred by that section, hereby make the following Regulations—C1 C2 C3 C4 C5 C6

Annotations

Modifications

C1: Regulations applied (with modifications) (21.2.2009) by The Banking Act 2009 (Parts 2 and 3 Consequential Amendments) Order 2009 (S.I. 2009/317), arts. 1, 3, Sch.
C2: Regulations applied (with modifications) (8.2.2011) by The Investment Bank Special Administration Regulations 2011 (S.I. 2011/245), reg. 1, Sch. 6 Pt. 1 (with reg. 27(a))
C3: Regulations applied (with modifications) (8.7.2021) by The Payment and Electronic Money Institution Insolvency Regulations 2021 (S.I. 2021/716), reg. 2, Sch. 3 paras. 2, 3 (with reg. 5 (as amended (4.1.2024) by S.I. 2023/1399, regs. 1(2), 4))
C4: Regulations: power to modify conferred (11.7.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 3, 86(3), Sch. 1 Pt. 2; S.I. 2023/779, reg. 2(d)
C5: Regulations: power to modify conferred (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 13, 17, 86(3); S.I. 2023/779, reg. 4(h)(l)
C6: Regulations power to amend or revoke conferred (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 15, 17, 86(3); S.I. 2023/779, reg. 4(j)(l)

Footnotes

f1: S.I. 1993/2661 and S.I. 1998/2793.
f2: 1972 c. 68; by virtue of the amendment of section 1(2) made by section 1 of the European Economic Area Act 1993 (c. 51) regulations may be made under section 2(2) to implement obligations of the United Kingdom created or arising by or under the Agreement on the European Economic Area signed at Oporto on 2nd May 1992 (Cm 2073) and the Protocol adjusting the Agreement signed at Brussels on 17th March 1993 (Cm 2183).