OpenLegislation

Chapter III Authorised PersonsC1

United Kingdom

  1. Members of recognised self-regulating organisations
  2. Persons authorised by recognised professional bodies
  3. Insurance companies
  4. Friendly societies
  5. Collective investment schemes
  6. Investment companies with variable capital
  7. Persons authorised by the Secretary of State
  8. Persons authorised in other member States

Annotations

Modifications

C1

Chapters III–XI (ss. 7–111): certain functions transferred by S.I. 1990/354, art. 5

Notes on the whole Act

Textual amendments

F1

Act repealed (1.12.2001) by The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001 (S.I. 2001/3649), arts. 1, 3(1)(c) (with savings in art. 292)

Notes on Part I

Modifications

C1

Pt. I (ss. 1-128) amended (S.) (22.5.2000) by S.I. 2000/121, regs. 1, 37, Sch. 2

C2

Pt. I (ss. 1–128): power to modify conferred (prosp.) by Courts and Legal Services Act 1990 (c. 41, SIF 76:1), ss. 89, 124(3), Sch. 14 para. 9(c)