Paragraph 15
United Kingdom
Giving, or offering or agreeing to give, to persons in their capacity as investors or potential investors advice on the merits of their purchasing, selling, subscribing for or underwriting an investment, or exercising any right conferred by an investment to acquire, dispose of, underwrite or convert an investment.
Notes on the whole Act
Textual amendments
- F1
Act repealed (1.12.2001) by The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001 (S.I. 2001/3649), arts. 1, 3(1)(c) (with savings in art. 292)
Notes on Schedule 1
Modifications
- C1
-
Sch. 1 amended by S.I. 1988/496, art. 4
- C2
-
Sch. 1 amended by S.I. 1988/803, art. 5
Notes on Part II
Modifications
- C1
-
Sch. 1 Pt. II modified (1.1.1996) by S.I. 1995/3271, art. 5