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Paragraph 4 C1

United Kingdom

Warrants or other instruments entitling the holder to subscribe for investments falling within paragraph 1, 2 or 3 above.

Notes

(1)

It is immaterial whether the investments are for the time being in existence or identifiable.

(2)

An investment falling within this paragraph shall not be regarded as falling within paragraph 7, 8 or 9 below.

Annotations

Modifications

C1

Sch. 1 para. 4 applied (with modifications) (19.6.1995) by S.I. 1995/1537, reg. 3(1)(b)(2)(a)-(d)

Sch. 1 para. 4 applied (6.4.1997) by 1995 c. 26, s. 40(2); S.I. 1997/664, art. 2(3), Sch. Pt. II

Notes on the whole Act

Textual amendments

F1

Act repealed (1.12.2001) by The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001 (S.I. 2001/3649), arts. 1, 3(1)(c) (with savings in art. 292)

Notes on Schedule 1

Modifications

C1

Sch. 1 amended by S.I. 1988/496, art. 4

C2

Sch. 1 amended by S.I. 1988/803, art. 5