OpenLegislation

Part III Excluded ActivitiesC1

United Kingdom

  1. Dealings as principal
  2. Groups and joint enterprises
  3. Sale of goods and supply of services
  4. Employees’ share schemes
  5. Sale of body corporate
  6. Trustees and personal representatives
  7. Dealings in course of non-investment business
  8. Advice given or arrangements made in course of profession or non-investment business
  9. Custody of group pension funds by certain insurance companies
  10. Newspapers
  11. Advice given in sound, television or cable programmes

Annotations

Modifications

C1

SCh. 1 Pt. III modified (1.1.1996) by S.,I. 1995/3271, arts. 5

Notes on the whole Act

Textual amendments

F1

Act repealed (1.12.2001) by The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001 (S.I. 2001/3649), arts. 1, 3(1)(c) (with savings in art. 292)

Notes on Schedule 1

Modifications

C1

Sch. 1 amended by S.I. 1988/496, art. 4

C2

Sch. 1 amended by S.I. 1988/803, art. 5