Paragraph 3

United Kingdom

(1)

Any proceedings with respect to a decision or proposed decision of a recognised professional body—

(a)

refusing or suspending a person’s membership of the body;

(b)

expelling a member of the body.

(2)

Any proceedings with respect to a decision or proposed decision of a recognised professional body or of any other body or person having functions in respect of the enforcement of the recognised professional body’s rules relating to the carrying on of investment business—

(a)

exercising a power for purposes corresponding to those of Chapter VI of Part I of this Act;

(b)

refusing, suspending or withdrawing a certificate issued for the purposes of Part I of this Act.

Notes on the whole Act

Textual amendments

F1: Act repealed (1.12.2001) by The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001 (S.I. 2001/3649), arts. 1, 3(1)(c) (with savings in art. 292)

Notes on Schedule 14

Textual amendments

F1: Sch. 14 amended (12.2.1992) by S.I. 1992/225, reg.115.

Modifications

C1: Sch. 14 continued (with modifications) (S.) (temp. from 1.12.2001) by S.I. 2001/3640, art. 4(1)
C2: Sch. 14 amended (temp. from 3.9.2001 until 1.12.2001) by S.I. 2001/2659, art. 6(2)

Notes on Part I

Modifications

C1: Sch. 14 Pt. I continued (1.12 2001) by S.I. 2001/3650, arts. 1(a), 16(1)(a)