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Schedule 2 Requirements for Recognition of Self-regulating Organisation

United Kingdom

  1. Members to be fit and proper persons
  2. Admission, expulsion and discipline
  3. Safeguards for investors
  4. Taking account of costs of compliance
  5. Monitoring and enforcement
  6. The governing body
  7. Investigation of complaints
  8. Promotion and maintenance of standards

Notes on the whole Act

Textual amendments

F1

Act repealed (1.12.2001) by The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001 (S.I. 2001/3649), arts. 1, 3(1)(c) (with savings in art. 292)