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Schedule 4 Requirements for Recognition of Investment ExchangeC1

United Kingdom

  1. Financial resources
  2. Safeguards for investors
  3. Monitoring and enforcement
  4. Investigation of complaints
  5. Promotion and maintenance of standards
  6. Supplementary

Annotations

Modifications

C1

Sch. 4 modified (1.3.1994) by S.I. 1994/188, reg. 4(a)

Notes on the whole Act

Textual amendments

F1

Act repealed (1.12.2001) by The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001 (S.I. 2001/3649), arts. 1, 3(1)(c) (with savings in art. 292)