Section 104 Power to call for information.C1
United Kingdom
The Secretary of State may by notice in writing require a person who is authorised to carry on investment business by virtue of section 22, 24, F124A,25 or 31 above to furnish him with such information as he may reasonably require for the exercise of his functions under this Act.
The Secretary of State may by notice in writing require a recognised self-regulating organisation, recognised professional body, recognised investment exchange or recognised clearing house to furnish him with such information as he may reasonably require for the exercise of his functions under this Act.
The Secretary of State may require any information which he requires under this section to be furnished within such reasonable time and verified in such manner as he may specify.
Sections 60, 61 and 62 above shall have effect in relation to a contravention of a requirement imposed under subsection (1) above as they have effect in relation to a contravention of the provisions to which those sections apply.
Annotations
Textual amendments
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Words in s. 104(1) inserted (6.1.1997) by S.I. 1996/2827, reg. 75, Sch. 8 para. 18
Modifications
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S. 104 restricted (1.11.1992) by S.R. 1980/346, Order 93, rule 7 (as inserted by S.R. 1992/399, rule 15).
S. 104 amended (1.1.1993) by S.I. 1992/3218, reg. 55, Sch. 9 para. 28.
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S. 104(1) amended (1.1.1993) by S.I. 1992/3218, reg. 55, Sch. 9 para. 28(a).
s. 104 amended (1.7.1994) by S.I. 1994/1696, reg. 60(1)
s. 104 extended (1.1.1996) by S.I. 1995/3275, reg. 37, Sch. 7 para. 26
Notes on the whole Act
Textual amendments
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Act repealed (1.12.2001) by The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001 (S.I. 2001/3649), arts. 1, 3(1)(c) (with savings in art. 292)
Notes on Part I
Modifications
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Pt. I (ss. 1-128) amended (S.) (22.5.2000) by S.I. 2000/121, regs. 1, 37, Sch. 2
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Pt. I (ss. 1–128): power to modify conferred (prosp.) by Courts and Legal Services Act 1990 (c. 41, SIF 76:1), ss. 89, 124(3), Sch. 14 para. 9(c)
Notes on Chapter X
Modifications
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Chapters III–XI (ss. 7–111): certain functions transferred by S.I. 1990/354, art. 5