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Paragraph 62 The Financial Services and Markets Act 2000 (Control of Business Transfers) (Requirements on Applicants) Regulations 2001I1

United Kingdom

In the Financial Services and Markets Act 2000 (Control of Business Transfers) (Requirements on Applicants) Regulations 2001f1—

(a)

in regulations 3(3)(a), 4(1)(b), 5(3)(a) and 6(1)(b), for the reference to “the Authority” substitute “the appropriate regulator”f2;

(b)

in regulation 3(5), for “the Authority” substitute “the appropriate regulator and, if the FCA is not the appropriate regulator, the FCA”;

(c)

in regulation 3(6), for “the Authority” substitute “the appropriate regulator and, if the FCA is not the appropriate regulator, the FCA”;

(d)

in regulation 5(5), for “the Authority” substitute “the appropriate regulator and, if the FCA is not the appropriate regulator, the FCA”.

Annotations

Commencement

I1

Sch. 2 para. 62 in force at 1.4.2013, see art. 1(1)

Footnotes

f1

S.I. 2001/3625, amended by S.I. 2007/3255 and 2009/1390.

f2

“Appropriate regulator” is defined for the purposes of Part 7 of the Financial Services and Markets Act 2000 by section 103A of that Act, as inserted by Schedule 6 to the Financial Services Act 2012.