Paragraph 52 I1

(1)

Regulation 2 (ongoing reporting obligation) is amended as follows.

(2)

In paragraph (1), after “Institutions” insert “ and relevant FCA investment firms ”.

(3)

In paragraph (2), after “institution” insert “ or relevant FCA investment firm ”.

(4)

In paragraph (3), for “institution's period of account” substitute “ period of account for the institution or relevant FCA investment firm ”.

(5)

In paragraph (4)—

(a)

in the opening words, after “institution” insert “ or relevant FCA investment firm ”, and

(b)

in sub-paragraph (a), after “institution” insert “ or relevant FCA investment firm ”.

(6)

In paragraph (8), after “institution” insert “ or relevant FCA investment firm ”.

Annotations

I1: Sch. 1 para. 52 in force at 1.1.2022 by S.I. 2021/671, reg. 5(1)(b) (with reg. 5(2)) (as amended by S.I. 2021/1163, regs. 1(2), 2)