Introductory text

United Kingdom

FINANCIAL SERVICES AND MARKETS

Made 12th July 2001

Laid before Parliament 13th July 2001

Coming into force in accordance with regulation 1(1)

The Treasury, in exercise of the powers conferred on them by paragraphs 13(1)(b)(iii), 14(1)(b), 17(a), (b) and (c), 18 and 22 of Schedule 3 to, and sections 417(1)^f1 and 426 to 428 of, the Financial Services and Markets Act 2000^f2, hereby make the following Regulations:C1 C2

Annotations

Modifications

C1: Regulations modified (10.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013 (S.I. 2013/642), arts. 1, 4
C2: Regulations extended (Gibraltar) (with modifications) (31.12.2020) by S.I. 2001/3084, arts. 2, 2A, 3, 4, 5 (as amended by The Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/589), regs. 1(3), 5, 6, 9 (with reg. 12) (as amended by S.I. 2020/1274, regs. 1, 2); 2020 c. 1, Sch. 5 para. 1(1)) (as amended (27.2.2025) by S.I. 2025/82, reg. 1(2), Sch. 9 para. 4(f))

Footnotes

f1: See definition of “prescribed”.
f2: 2000 c. 8. Schedule 3 was amended by SI 2000/2952, regulation 8, and by SI 2001/1376.