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Regulation 19A Notice of qualification for authorisationF1

The appropriate UK regulator must notify the other regulator when a Treaty firm qualifies for authorisation where—

(a)

the PRA is the appropriate UK regulator;

(b)

the FCA is the appropriate UK regulator and the EEA firm intends to carry on a PRA-regulated activity in the United Kingdom.

Annotations

Textual amendments

F1

Pt. 3A inserted (1.4.2013) by The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2013 (S.I. 2013/439), regs. 1, 2(4)