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Regulation 3A Notice of qualification for authorisationF1

The appropriate UK regulator must notify the other regulator when an EEA firm qualifies for authorisation where—

(a)

the PRA is the appropriate UK regulator;

(b)

the FCA is the appropriate UK regulator and the EEA firm intends to carry on a PRA-regulated activity in the United Kingdom.

Annotations

Textual amendments

F1

Reg. 3A inserted (1.4.2013) by The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2013 (S.I. 2013/439), regs. 1, 2(3)