Part IV PERSONS EXEMPT IN RESPECT OF PARTICULAR REGULATED ACTIVITIES

United Kingdom

1. Enterprise schemes
2. Employee share schemes in electricity industry shares
3. Gas industry
4. Trade unions and employers’ associations
5. Charities
6. Schemes established under the Trustee Investments Act 1961
7. Former members of Lloyd’s
8. Local authorities
9. Social housing
10. Electricity industry
11. Freight forwarders and storage firms
12. Policyholder Advocates
13. Official receivers etc.
14. Cycle to work
15. Tracing agents
16. Persons who carry on activities for the service of certain documents
17. Persons exercising, or having the right to exercise, the rights of the person who provided credit under a regulated credit agreement
18. Persons exercising, or having the right to exercise, the rights of the person who provided credit under a regulated consumer hire agreement
19. Student Loans Company
20. Norges Bank