Part IV Exempt Communications: All Controlled Activities
United Kingdom
- 12Communications to overseas recipients
- 13Communications from customers and potential customers
- 14Follow up non-real time communications and solicited real time communications
- 15Introductions
- 16Exempt persons
- 17Generic promotions
- 17ACommunications caused to be made or directed by unauthorised persons
- 18Mere conduits
- 18AElectronic commerce communications: mere conduits, caching and hosting
- 19Investment professionals
- 20Communications by journalists
- 20APromotion broadcast by company director etc.
- 20BIncoming electronic commerce communications
- 20CCommunications required by the PRIIPs regulation: key information document