Regulation 6 Applications under the market abuse regulation

(1)

Any application to the FCA under the market abuse regulation or a F1supplementary market abuse enactment must—

(a)

be made in such manner as the FCA may direct; and

(b)

contain or be accompanied by, such other information as the FCA may reasonably require.

(2)

At any time after receiving an application and before determining it, the FCA may require the applicant to provide it with such further information as it reasonably considers necessary to enable it to determine the application.

(3)

Different directions may be given, and different requirements imposed, in relation to different applications or categories of application.

(4)

The FCA may require an applicant to provide information under this regulation in such form, or to verify it in such a way, as the FCA may direct.

(5)

Section 398 M1 of the 2000 Act (misleading FCA or PRA: residual cases) applies to a requirement imposed under this regulation as it applies to a requirement imposed by or under the 2000 Act.

Annotations

Textual amendments

F1: Words in reg. 6(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 7(5); 2020 c. 1, Sch. 5 para. 1(1)

Marginal citations

M1: 2000 c.8; Section 398 was amended by S.I. 2013/423, S.I. 2013/1773, S.I. 2015/1882 and by paragraphs 36(2) and (3) of Schedule 9 to the Financial Services Act 2012 (c. 21).

Notes on the whole SI

Textual amendments

F1: Regulations revoked (14.12.2023 for the revocation of reg. 23) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xv)