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Chapter 1 Exempt investment firms

United Kingdom

  1. 4Applications to be an exempt investment firm
  2. 5Limitation on exempt investment firms
  3. 6Requirements applying to exempt investment firms
  4. 7Transitional provision: exempt investment firms
  5. 8Meaning of “exempt investment firm” in Chapter 1

Notes on the whole SI

Textual amendments

F1

Regulations revoked (14.12.2023 for the revocation of reg. 51) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xviii)