OpenLegislation

Chapter 2 Third country investment firms

United Kingdom

  1. 9Third country firms with an EEA branch: provision of services
  2. 10FCA power to intervene in relation to third country firms with an EEA branch
  3. 11Third country firms registered with the FCA: provision of services
  4. 12FCA power to intervene in relation to third country firms registered with the FCA
  5. 13Third country firms: provision of services to eligible counterparties or clients considered to be professionals
  6. 14Third country firms: financial promotions
  7. 15Interpretation of Chapter 2

Notes on the whole SI

Textual amendments

F1

Regulations revoked (14.12.2023 for the revocation of reg. 51) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xviii)