OpenLegislation

Part 6 Miscellaneous FCA functions in relation to the markets in financial instruments directive and markets in financial instruments regulation

United Kingdom

  1. 41Provision of FCA record of recognised investment exchanges to ESMA and other competent authorities
  2. 42Provision of information to ESMA about multilateral trading facilities etc
  3. 43Provision to ESMA of reports by recognised investment exchanges of infringements of the exchange's rules, disorderly trading, suspected market abuse, and systems disruptions
  4. 44Authorisation of members of management bodies to hold additional non-executive directorship
  5. 45Provision of information to ESMA regarding sanctions and measures imposed for the purposes of the markets in financial instruments directive
  6. 46Provision of information to other competent authorities regarding persons engaged in algorithmic trading or providing direct electronic access
  7. 47Reports and applications
  8. 47APosition management and publication of position reports
  9. 47BStatements of Policy

Notes on the whole SI

Textual amendments

F1

Regulations revoked (14.12.2023 for the revocation of reg. 51) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xviii)