Regulation 27 FCA power to require information

(1)

The FCA may, in such manner as it may direct, require a person to provide information on, or concerning—

(a)

a position the person holds in a relevant commodity derivative F1or an applicable OTC commodity derivative F2...; or

(b)

trades a person has undertaken, or intends to undertake, in a relevant commodity derivative or an applicable OTC commodity derivative ....

(2)

The FCA may, in such manner as it may direct, require the operator of a trading venue to provide information on, or concerning, trades a person has undertaken, or intends to undertake in a relevant commodity derivative F3or an applicable OTC commodity derivative F4....

F5(3)

For the purposes of this regulation a commodity derivative is a “relevant” commodity derivative if—

(a)

requirements imposed by rules under regulation F615A(1) apply to the commodity derivative (or to commodity derivatives of that class), or

(b)

it is a commodity derivative (or falls within a class of commodity derivatives) to which the FCA is considering making such requirements apply.

Annotations

Textual amendments

F1: Words in reg. 27(1) inserted (6.7.2026) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Amendment) Regulations 2025 (S.I. 2025/860), regs. 1(2), 2(2)(a); S.I. 2025/1078, reg. 8(b)
F2: Words in reg. 27(1)(a)(b) omitted (6.7.2026) by virtue of Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 2 para. 47(2) (with s. 2(3)); S.I. 2025/1078, reg. 8(b)(i)
F3: Words in reg. 27(2) inserted (6.7.2026) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Amendment) Regulations 2025 (S.I. 2025/860), regs. 1(2), 2(2)(b); S.I. 2025/1078, reg. 8(b)
F4: Words in reg. 27(2) omitted (6.7.2026) by virtue of Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 2 para. 47(3) (with s. 2(3)); S.I. 2025/1078, reg. 8(b)(i)
F5: Reg. 27(3) substituted (6.7.2026) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 2 para. 47(4) (with s. 2(3)); S.I. 2025/1078, reg. 8(b)(i)
F6: Word in reg. 27(3) substituted (6.7.2026) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Amendment) Regulations 2025 (S.I. 2025/860), regs. 1(2), 2(2)(c); S.I. 2025/1078, reg. 8(b)

Notes on the whole SI

Textual amendments

F1: Regulations revoked (14.12.2023 for the revocation of reg. 51) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xviii)