OpenLegislation

Paragraph 18 Amendments to Part 9A (rules and guidance)

In section 137R(5)(b) M1 (financial promotion rules)—

(a)

in sub-paragraph (i) for “paragraphs 1 to 8 of Article 19” substitute “ Articles 24 (general principles and information to clients) and 25 (assessment of suitability and appropriateness and reporting to clients) ”; and

(b)

for sub-paragraph (ii) M2 substitute—

“(ii)

any delegated act adopted under Article 24.13 or 25.8 of that directive,”.

Annotations

Marginal citations

M1

Section 137R was inserted by section 24(1) of the Financial Services Act 2012.

M2

Sub-paragraph (ii) was amended by S.I. 2015/910.

Notes on the whole SI

Textual amendments

F1

Regulations revoked (14.12.2023 for the revocation of reg. 51) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xviii)