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The Financial Services and Markets Act 2000 (Official Listing of Securities) (Amendment) Regulations 2001

S.I. 2001/3439 · Made 18 October 2001

Original text. legislation.gov.uk does not revise statutory instruments, so later amendments are not shown here. Changes made to it are listed under each provision when known.

FINANCIAL SERVICES AND MARKETS

Made 18th October 2001

Laid before Parliament 19th October 2001

Coming into force in accordance with regulation 1

The Treasury, in exercise of the powers conferred on them by sections 75(3), 417(1)f1 and 428(3) of the Financial Services and Markets Act 2000f2 (“the Act”), hereby make the following Regulations:

Annotations to the whole text

Footnotes

f1

See the definition of “prescribed”.

f2

2000 c. 8.

Contents

  1. 1Citation and commencement
  2. 2Amendment of the Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001
  3. Signature
  4. Explanatory note

1Citation and commencement

These Regulations may be cited as the Financial Services and Markets Act 2000 (Official Listing of Securities) (Amendment) Regulations 2001, and come into force on the day on which section 74(1) of the Act comes into force.

2Amendment of the Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001

(1)

The Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001f1 are amended as follows.

(2)

At the beginning of paragraph (a) of regulation 3 (bodies whose securities may not be listed) insert “where the securities are securities within the meaning of the Regulated Activities Order,”.

Signature

Tony McNulty

Anne McGuire

Two of the Lords Commissioners of Her Majesty’s Treasury

18th October 2001

Explanatory note

(This note is not part of the Regulations)

These Regulations amend regulation 3 of the Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001. That regulation prescribed, as bodies whose securities may not be admitted to the official list of securities maintained under Part VI of the Financial Services and Markets Act 2000, private companies and old public companies. The amendment made by these Regulations provides that the restriction relating to private companies applies only where the securities in question are securities within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001.