Part 2 Amendments of the Financial Services and Markets Act 2000

United Kingdom Repealed

1. 3Introduction
2. 4Part 6 rules
3. 5Matters which may be dealt with by prospectus rules
4. 6Prohibition of dealing etc in transferable securities without approved prospectus
5. 7Exempt offers to the public
6. 8Election to have prospectus
7. 9Criteria for approval of prospectus by FCA
8. 10Exemptions from disclosure
9. 11Consideration of application for approval
10. 12Procedure for decision on application for approval
11. 13Repeal of sections 87E and 87F
12. 14Repeal of sections 87FA and 87FB
13. 15Supplementary prospectus
14. 16Repeal of sections 87H and 87I
15. 17Power of FCA to suspend scrutiny of prospectus
16. 18Power to restrict offer to the public
17. 19Power of FCA to restrict admission to trading on a regulated market
18. 20Power of FCA to suspend or prohibit trading on a trading facility
19. 21Public censure of issuer
20. 22Procedure under sections 87K and 87L
21. 23Exercise of powers at request of competent authority of another EEA State
22. 24Repeal of section 87Q
23. 25Compensation for false or misleading statements
24. 26Penalties for breach of Part 6 rules
25. 27Appointment by FCA of persons to carry out investigations
26. 28Reporting of infringements
27. 29Exercise of powers where UK is host member state
28. 30Meaning of “securities” etc
29. 31Meaning of “home State” in relation to transferable securities
30. 32Interpretation of Part 6
31. 33Publication of Notices
32. 34Misleading FCA or PRA: residual cases
33. 35Amendments of Schedule 11A