Part 2 AMENDMENTS TO THE REGULATED ACTIVITIES ORDER

United Kingdom

1. 3Meaning of “overseas person”
2. 4Arranging regulated mortgage contracts
3. 5Exclusion of arrangements not causing a deal
4. 6Exclusion where a person provides means of communication between parties
5. 7Exclusion where the arranger is a party to the contract
6. 8Exclusion of arrangements where transaction is with or through an authorised person
7. 9Exclusion of arrangements made in the course of administration by authorised person
8. 10Exclusion of arrangements which consist of introduction to an authorised person etc. for independent advice
9. 11Exclusion of arrangements consisting of an introduction to an authorised person etc.
10. 12Other exclusions—arranging
11. 13Advising on regulated mortgage contracts
12. 14Exclusion of advice given in print, electronic or broadcast media
13. 15Exclusion of advice given in the course of administration by authorised person
14. 16Other exclusions—advising
15. 17Other exclusions—regulated mortgage contracts
16. 18Exclusion of trustees, nominees and personal representatives
17. 19Exclusion of activities carried on in the course of a profession or non-investment business
18. 20Overseas persons