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Article 4 The Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001I1I2

United Kingdom

(1)

The Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001f1 are amended as follows.

(2)

In regulation 1(2)f2, at the appropriate place, insert—

  • ““funeral plan contract” has the same meaning as in article 59 of the Regulated Activities Order;”.

(3)

For regulation 2(1)(za) (descriptions of business for which appointed representatives are exempt)f3, substitute—

“(za)

an activity of the kind specified by article 21 of the Regulated Activities Order (dealing in investments as agent), where the transaction relates to—

(i)

a contract of insurance which is not a qualifying contract of insurance or a contract of long-term care insurance; or

(ii)

a funeral plan contract.”.

Annotations

Commencement

I1

Art. 4 in force at 28.1.2021 for specified purposes, see art. 1(2)

I2

Art. 4 in force at 29.7.2022 in so far as not already in force, see art. 1(3)

Footnotes

f1

S.I. 2001/1217.

f2

Regulation 1(2) was amended by S.I. 2003/1476. There are other amendments to regulation 1(2) which are not relevant to this Order.

f3

Regulation 2(1)(za) was inserted by S.I. 2003/1476, amended by S.I. 2004/453 and renumbered by S.I. 2012/1906.