Exclusions ExclusionsF1
United Kingdom
- 36BIntroducing by individuals in the course of canvassing off trade premises
- 36CActivities for which no fee is paid
- 36DTransaction to which the broker is a party
- 36EActivities in relation to certain agreements relating to land
- 36FActivities carried on by members of the legal profession etc
- 36FAActivities carried on by registered social landlords
- 36FBActivities in relation to certain regulated credit agreements
- 36GOther exclusions
Annotations
Textual amendments
- F1
Pt. II Ch. 6A, 6B inserted (26.7.2013 for specified purposes, 1.4.2014 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2013 (S.I. 2013/1881), art. 1(2)(6), 4