Exclusions Exclusions

United Kingdom

1. 26Arrangements not causing a deal
2. 27Enabling parties to communicate
3. 28Arranging transactions to which the arranger is a party
4. 28AArranging contracts , plans or agreements to which the arranger is a party
5. 29Arranging deals with or through authorised persons
6. 29AArrangements made in the course of administration by authorised person
7. 30Arranging transactions in connection with lending on the security of insurance policies
8. 31Arranging the acceptance of debentures in connection with loans
9. 32Provision of finance
10. 33Introducing
11. 33AIntroducing to authorised persons etc.
12. 33BProvision of information – contracts of insurance
13. 34Arrangements for the issue of shares etc.
14. 35International securities self-regulating organisations
15. 35ATrade repositories
16. 35ABSecuritisation repositories
17. 35BProviding pensions guidance ...
18. 36Other exclusions